Event
Listed Company Academy - 15 September 2020
Market Disclosure Risks and Mitigating the Rising Threat of US and UK Securities Litigation
Time |
Topic |
|
15:00 – 15:10 |
Welcome |
|
PART 1 |
Risk Exposure |
|
15:10 – 15:30 |
Trends in inside information announcements and forward looking statements during the COVID-19 pandemic |
|
15:30 – 15:50 |
FCA enforcement trends and hotspots |
|
15:50 – 16:00 |
Interval |
|
PART 2 |
How to assess and mitigate the risks |
|
16:00 – 16:20 |
The additional exposure of companies traded on US Exchanges |
|
16:20 – 16:30 |
US securities litigation: will the UK follow? |
|
16:30 – 16:50 |
Preparing the regulatory response: pitfalls for litigation defence |
|
16:50 – 17:00 |
Q&A and concluding remarks |
Video links
- Welcome
- Risk Exposure - Trends in inside information announcements and forward looking statements during the COVID-19 pandemic
- Risk Exposure - FCA enforcement trends and hotspots
- How to assess and mitigate the risks - US securities litigation: will the UK follow?
- How to assess and mitigate the risks - Preparing the regulatory response: pitfalls for litigation defence
- How to assess and mitigate the risks - The additional exposure of companies traded on US Exchanges or with ADRs traded OTC to US securities litigation
- Q and A and concluding remarks